In addition to a broad financing and business law background since 1979, successfully coordinated and completed numerous business entity formations, business contracts, financings, public offerings, private placements, and purchases and sales of businesses including:

 

 

Multiple types of financings including: equity, debt and hybrid securities offerings; credit card receivable and real estate installment sale securitizations; private equity & venture capital financings; and numerous public and private syndications spanning several industries including medical, real estate (commercial, hospitality and unimproved), oil and gas, and alternative energy.

 

As general counsel for an international insurance holding company listed on the American Stock Exchange, responsibilities included SEC and AMEX filings, mergers and acquisitions, international legal issues and contracts, U.S. regulatory filings, outside counsel work product and billing review, litigation oversight, general contract and other corporate requirements

As general counsel and principal in a private equity investment firm with portfolio companies having annual revenues in excess of $400,000,000, responsibilities included legal, business and investment oversight, analysis and negotiations.

 

 

 

 

Presented and published on a variety of topics including Purchasing & Selling Businesses, Private Equity Financings, Small to Mid-Size Business Legal Issues, Outsourcing, E-Commerce, Securities Laws & Asset Protection. Representative examples include: